Idempotency
The idempotency utility provides a simple solution to convert your Lambda functions into idempotent operations which are safe to retry.
Key features¶
- Prevent Lambda handler from executing more than once on the same event payload during a time window
- Ensure Lambda handler returns the same result when called with the same payload
- Select a subset of the event as the idempotency key using JMESPath expressions
- Set a time window in which records with the same payload should be considered duplicates
- Expires in-progress executions if the Lambda function times out halfway through
Terminology¶
The property of idempotency means that an operation does not cause additional side effects if it is called more than once with the same input parameters.
Idempotent operations will return the same result when they are called multiple times with the same parameters. This makes idempotent operations safe to retry.
Idempotency key is a hash representation of either the entire event or a specific configured subset of the event, and invocation results are JSON serialized and stored in your persistence storage layer.
Idempotency record is the data representation of an idempotent request saved in your preferred storage layer. We use it to coordinate whether a request is idempotent, whether it's still valid or expired based on timestamps, etc.
classDiagram
direction LR
class IdempotencyRecord {
idempotencyKey string
status Status
expiryTimestamp number
inProgressExpiryTimestamp number
responseData Json~string~
payloadHash string
}
class Status {
<<Enumeration>>
INPROGRESS
COMPLETE
EXPIRED internal_only
}
IdempotencyRecord -- Status
Idempotency record representation
Getting started¶
Installation¶
Install the library in your project
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While we support Amazon DynamoDB as a persistence layer out of the box, you need to bring your own AWS SDK for JavaScript v3 DynamoDB client.
Note
This utility supports AWS SDK for JavaScript v3 only. If you are using the nodejs18.x
runtime or newer, the AWS SDK for JavaScript v3 is already installed and you can install only the utility.
IAM Permissions¶
Your Lambda function IAM Role must have dynamodb:GetItem
, dynamodb:PutItem
, dynamodb:UpdateItem
and dynamodb:DeleteItem
IAM permissions before using this feature. If you're using one of our examples: AWS Serverless Application Model (SAM) or Terraform the required permissions are already included.
Required resources¶
Before getting started, you need to create a persistent storage layer where the idempotency utility can store its state - your lambda functions will need read and write access to it.
As of now, Amazon DynamoDB is the only supported persistent storage layer, so you'll need to create a table first.
Default table configuration
If you're not changing the default configuration for the DynamoDB persistence layer, this is the expected default configuration:
Configuration | Default value | Notes |
---|---|---|
Partition key | id |
The id of each idempotency record which a combination of functionName#hashOfPayload . |
TTL attribute name | expiration |
This can only be configured after your table is created if you're using AWS Console. |
Tip: You can share a single state table for all functions
You can reuse the same DynamoDB table to store idempotency state. We add the Lambda function name in addition to the idempotency key as a hash key.
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Warning: Large responses with DynamoDB persistence layer
When using this utility with DynamoDB, your function's responses must be smaller than 400KB.
Larger items cannot be written to DynamoDB and will cause exceptions.
Info: DynamoDB
Each function invocation will make only 1 request to DynamoDB by using DynamoDB's conditional expressions to ensure that we don't overwrite existing records, and ReturnValuesOnConditionCheckFailure to return the record if it exists. See AWS Blog post on handling conditional write errors for more details. For retried invocations, you will see 1WCU and 1RCU. Review the DynamoDB pricing documentation to estimate the cost.
MakeIdempotent function wrapper¶
You can quickly start by initializing the DynamoDBPersistenceLayer
class and using it with the makeIdempotent
function wrapper on your Lambda handler.
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After processing this request successfully, a second request containing the exact same payload above will now return the same response, ensuring our customer isn't charged twice.
Note
In this example, the entire Lambda handler is treated as a single idempotent operation. If your Lambda handler can cause multiple side effects, or you're only interested in making a specific logic idempotent, use the makeIdempotent
high-order function only on the function that needs to be idempotent.
See Choosing a payload subset for idempotency for more elaborate use cases.
You can also use the makeIdempotent
function wrapper on any method that returns a response to make it idempotent. This is useful when you want to make a specific logic idempotent, for example when your Lambda handler performs multiple side effects and you only want to make a specific one idempotent.
Limitation
Make sure to return a JSON serializable response from your function, otherwise you'll get an error.
When using makeIdempotent
on arbitrary functions, you can tell us which argument in your function signature has the data we should use via dataIndexArgument
. If you don't specify this argument, we'll use the first argument in the function signature.
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The function this example has two arguments, note that while wrapping it with the makeIdempotent
high-order function, we specify the dataIndexArgument
as 1
to tell the decorator that the second argument is the one that contains the data we should use to make the function idempotent. Remember that arguments are zero-indexed, so the first argument is 0
, the second is 1
, and so on.
Idempotent Decorator¶
You can also use the @idempotent
decorator to make your Lambda handler idempotent, similar to the makeIdempotent
function wrapper.
Info
The class method decorators in this project follow the experimental implementation enabled via the experimentalDecorators
compiler option in TypeScript. Additionally, they are implemented in a way that fits asynchronous methods. When decorating a synchronous method, the decorator replaces its implementation with an asynchronous one causing the caller to have to await
the now decorated method.
If this is not the desired behavior, you can use one of the other patterns to make your logic idempotent.
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You can use the decorator on your Lambda handler or on any function that returns a response to make it idempotent. This is useful when you want to make a specific logic idempotent, for example when your Lambda handler performs multiple side effects and you only want to make a specific one idempotent.
The configuration options for the @idempotent
decorator are the same as the ones for the makeIdempotent
function wrapper.
MakeHandlerIdempotent Middy middleware¶
A note about Middy
Currently we support only Middy v3.x
that you can install it by running npm i @middy/core@~3
.
Check their docs to learn more about Middy and its middleware stack as well as best practices when working with Powertools.
If you are using Middy as your middleware engine, you can use the makeHandlerIdempotent
middleware to make your Lambda handler idempotent. Similar to the makeIdempotent
function wrapper, you can quickly make your Lambda handler idempotent by initializing the DynamoDBPersistenceLayer
class and using it with the makeHandlerIdempotent
middleware.
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Choosing a payload subset for idempotency¶
Use IdempotencyConfig
to instruct the idempotent decorator to only use a portion of your payload to verify whether a request is idempotent, and therefore it should not be retried. When dealing with a more elaborate payload, where parts of the payload always change, you should use the eventKeyJmesPath
parameter.
Payment scenario
In this example, we have a Lambda handler that creates a payment for a user subscribing to a product. We want to ensure that we don't accidentally charge our customer by subscribing them more than once.
Imagine the function executes successfully, but the client never receives the response due to a connection issue. It is safe to retry in this instance, as the idempotent decorator will return a previously saved response.
What we want here is to instruct Idempotency to use the user
and productId
fields from our incoming payload as our idempotency key. If we were to treat the entire request as our idempotency key, a simple HTTP header or timestamp change would cause our customer to be charged twice.
Deserializing JSON strings in payloads for increased accuracy.
The payload extracted by the eventKeyJmesPath
is treated as a string by default. This means there could be differences in whitespace even when the JSON payload itself is identical.
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Lambda timeouts¶
To prevent against extended failed retries when a Lambda function times out, Powertools for AWS Lambda calculates and includes the remaining invocation available time as part of the idempotency record.
This is automatically done when you wrap your Lambda handler with the makeIdempotent function wrapper, or use the makeHandlerIdempotent
Middy middleware.
Example
If a second invocation happens after this timestamp, and the record is marked as INPROGRESS
, we will execute the invocation again as if it was in the EXPIRED
state (e.g, expire_seconds
field elapsed).
This means that if an invocation expired during execution, it will be quickly executed again on the next retry.
Important
If you are only using the makeIdempotent function wrapper to guard isolated parts of your code outside of your handler, you must use registerLambdaContext
available in the idempotency config object to benefit from this protection.
Here is an example on how you register the Lambda context in your handler:
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Handling exceptions¶
If you are making on your entire Lambda handler idempotent, any unhandled exceptions that are raised during the code execution will cause the record in the persistence layer to be deleted. This means that new invocations will execute your code again despite having the same payload. If you don't want the record to be deleted, you need to catch exceptions within the idempotent function and return a successful response.
sequenceDiagram
autonumber
participant Client
participant Lambda
participant Persistence Layer
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set (id=event.search(payload))
activate Persistence Layer
Note right of Persistence Layer: Locked during this time. Prevents multiple<br/>Lambda invocations with the same<br/>payload running concurrently.
Lambda--xLambda: Call handler (event).<br/>Raises exception
Lambda->>Persistence Layer: Delete record (id=event.search(payload))
deactivate Persistence Layer
Lambda-->>Client: Return error response
Idempotent sequence exception
If you are using makeIdempotent
on any other function, any unhandled exceptions that are thrown inside the wrapped function will cause the record in the persistence layer to be deleted, and allow the function to be executed again if retried.
If an error is thrown outside the scope of the decorated function and after your function has been called, the persistent record will not be affected. In this case, idempotency will be maintained for your decorated function. Example:
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Warning
We will throw IdempotencyPersistenceLayerError
if any of the calls to the persistence layer fail unexpectedly.
As this happens outside the scope of your decorated function, you are not able to catch it when making your Lambda handler idempotent.
Idempotency request flow¶
The following sequence diagrams explain how the Idempotency feature behaves under different scenarios.
Successful request¶
sequenceDiagram
autonumber
participant Client
participant Lambda
participant Persistence Layer
alt initial request
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Note over Lambda,Persistence Layer: Set record status to INPROGRESS. <br> Prevents concurrent invocations <br> with the same payload
Lambda-->>Lambda: Call your function
Lambda->>Persistence Layer: Update record with result
deactivate Persistence Layer
Persistence Layer-->>Persistence Layer: Update record
Note over Lambda,Persistence Layer: Set record status to COMPLETE. <br> New invocations with the same payload <br> now return the same result
Lambda-->>Client: Response sent to client
else retried request
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Persistence Layer-->>Lambda: Already exists in persistence layer.
deactivate Persistence Layer
Note over Lambda,Persistence Layer: Record status is COMPLETE and not expired
Lambda-->>Client: Same response sent to client
end
Idempotent successful request
Successful request with cache enabled¶
sequenceDiagram
autonumber
participant Client
participant Lambda
participant Persistence Layer
alt initial request
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Note over Lambda,Persistence Layer: Set record status to INPROGRESS. <br> Prevents concurrent invocations <br> with the same payload
Lambda-->>Lambda: Call your function
Lambda->>Persistence Layer: Update record with result
deactivate Persistence Layer
Persistence Layer-->>Persistence Layer: Update record
Note over Lambda,Persistence Layer: Set record status to COMPLETE. <br> New invocations with the same payload <br> now return the same result
Lambda-->>Lambda: Save record and result in memory
Lambda-->>Client: Response sent to client
else retried request
Client->>Lambda: Invoke (event)
Lambda-->>Lambda: Get idempotency_key=hash(payload)
Note over Lambda,Persistence Layer: Record status is COMPLETE and not expired
Lambda-->>Client: Same response sent to client
end
Idempotent successful request cached
Expired idempotency records¶
sequenceDiagram
autonumber
participant Client
participant Lambda
participant Persistence Layer
alt initial request
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Note over Lambda,Persistence Layer: Set record status to INPROGRESS. <br> Prevents concurrent invocations <br> with the same payload
Lambda-->>Lambda: Call your function
Lambda->>Persistence Layer: Update record with result
deactivate Persistence Layer
Persistence Layer-->>Persistence Layer: Update record
Note over Lambda,Persistence Layer: Set record status to COMPLETE. <br> New invocations with the same payload <br> now return the same result
Lambda-->>Client: Response sent to client
else retried request
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Persistence Layer-->>Lambda: Already exists in persistence layer.
deactivate Persistence Layer
Note over Lambda,Persistence Layer: Record status is COMPLETE but expired hours ago
loop Repeat initial request process
Note over Lambda,Persistence Layer: 1. Set record to INPROGRESS, <br> 2. Call your function, <br> 3. Set record to COMPLETE
end
Lambda-->>Client: Same response sent to client
end
Previous Idempotent request expired
Concurrent identical in-flight requests¶
sequenceDiagram
autonumber
participant Client
participant Lambda
participant Persistence Layer
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Note over Lambda,Persistence Layer: Set record status to INPROGRESS. <br> Prevents concurrent invocations <br> with the same payload
par Second request
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
Lambda--xLambda: IdempotencyAlreadyInProgressError
Lambda->>Client: Error sent to client if unhandled
end
Lambda-->>Lambda: Call your function
Lambda->>Persistence Layer: Update record with result
deactivate Persistence Layer
Persistence Layer-->>Persistence Layer: Update record
Note over Lambda,Persistence Layer: Set record status to COMPLETE. <br> New invocations with the same payload <br> now return the same result
Lambda-->>Client: Response sent to client
Concurrent identical in-flight requests
Lambda request timeout¶
sequenceDiagram
autonumber
participant Client
participant Lambda
participant Persistence Layer
alt initial request
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Note over Lambda,Persistence Layer: Set record status to INPROGRESS. <br> Prevents concurrent invocations <br> with the same payload
Lambda-->>Lambda: Call your function
Note right of Lambda: Time out
Lambda--xLambda: Time out error
Lambda-->>Client: Return error response
deactivate Persistence Layer
else retry after Lambda timeout elapses
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Note over Lambda,Persistence Layer: Set record status to INPROGRESS. <br> Reset in_progress_expiry attribute
Lambda-->>Lambda: Call your function
Lambda->>Persistence Layer: Update record with result
deactivate Persistence Layer
Persistence Layer-->>Persistence Layer: Update record
Lambda-->>Client: Response sent to client
end
Idempotent request during and after Lambda timeouts
Optional idempotency key¶
sequenceDiagram
autonumber
participant Client
participant Lambda
participant Persistence Layer
alt request with idempotency key
Client->>Lambda: Invoke (event)
Lambda->>Persistence Layer: Get or set idempotency_key=hash(payload)
activate Persistence Layer
Note over Lambda,Persistence Layer: Set record status to INPROGRESS. <br> Prevents concurrent invocations <br> with the same payload
Lambda-->>Lambda: Call your function
Lambda->>Persistence Layer: Update record with result
deactivate Persistence Layer
Persistence Layer-->>Persistence Layer: Update record
Note over Lambda,Persistence Layer: Set record status to COMPLETE. <br> New invocations with the same payload <br> now return the same result
Lambda-->>Client: Response sent to client
else request(s) without idempotency key
Client->>Lambda: Invoke (event)
Note over Lambda: Idempotency key is missing
Note over Persistence Layer: Skips any operation to fetch, update, and delete
Lambda-->>Lambda: Call your function
Lambda-->>Client: Response sent to client
end
Optional idempotency key
Advanced¶
Persistence layers¶
DynamoDBPersistenceLayer¶
This persistence layer is built-in, and you can either use an existing DynamoDB table or create a new one dedicated for idempotency state (recommended).
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When using DynamoDB as a persistence layer, you can alter the attribute names by passing these parameters when initializing the persistence layer:
Parameter | Required | Default | Description |
---|---|---|---|
tableName | Table name to store state | ||
keyAttr | id |
Partition key of the table. Hashed representation of the payload (unless sort_key_attr is specified) | |
expiryAttr | expiration |
Unix timestamp of when record expires | |
inProgressExpiryAttr | in_progress_expiration |
Unix timestamp of when record expires while in progress (in case of the invocation times out) | |
statusAttr | status |
Stores status of the lambda execution during and after invocation | |
dataAttr | data |
Stores results of successfully executed Lambda handlers | |
validationKeyAttr | validation |
Hashed representation of the parts of the event used for validation | |
sortKeyAttr | Sort key of the table (if table is configured with a sort key). | ||
staticPkValue | idempotency#{LAMBDA_FUNCTION_NAME} |
Static value to use as the partition key. Only used when sort_key_attr is set. |
Customizing the default behavior¶
Idempotent decorator can be further configured with IdempotencyConfig
as seen in the previous examples. These are the available options for further configuration
Parameter | Default | Description |
---|---|---|
eventKeyJmespath | '' |
JMESPath expression to extract the idempotency key from the event |
payloadValidationJmespath | '' |
JMESPath expression to validate whether certain parameters have changed in the event while the event payload |
throwOnNoIdempotencyKey | false |
Throw an error if no idempotency key was found in the request |
expiresAfterSeconds | 3600 | The number of seconds to wait before a record is expired |
useLocalCache | false |
Whether to locally cache idempotency results |
localCacheMaxItems | 256 | Max number of items to store in local cache |
hashFunction | md5 |
Function to use for calculating hashes, as provided by the crypto module in the standard library. |
Handling concurrent executions with the same payload¶
This utility will throw an IdempotencyAlreadyInProgressError
error if you receive multiple invocations with the same payload while the first invocation hasn't completed yet.
Info
If you receive IdempotencyAlreadyInProgressError
, you can safely retry the operation.
This is a locking mechanism for correctness. Since we don't know the result from the first invocation yet, we can't safely allow another concurrent execution.
Using in-memory cache¶
By default, in-memory local caching is disabled, since we don't know how much memory you consume per invocation compared to the maximum configured in your Lambda function.
Note: This in-memory cache is local to each Lambda execution environment
This means it will be effective in cases where your function's concurrency is low in comparison to the number of "retry" invocations with the same payload, because cache might be empty.
You can enable in-memory caching with the useLocalCache
parameter:
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When enabled, the default is to cache a maximum of 256 records in each Lambda execution environment - You can change it with the maxLocalCacheSize
parameter.
Expiring idempotency records¶
By default, we expire idempotency records after an hour (3600 seconds).
In most cases, it is not desirable to store the idempotency records forever. Rather, you want to guarantee that the same payload won't be executed within a period of time.
You can change this window with the expiresAfterSeconds
parameter:
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This will mark any records older than 5 minutes as expired, and your function will be executed as normal if it is invoked with a matching payload.
Idempotency record expiration vs DynamoDB time-to-live (TTL)
DynamoDB TTL is a feature to remove items after a certain period of time, it may occur within 48 hours of expiration.
We don't rely on DynamoDB or any persistence storage layer to determine whether a record is expired to avoid eventual inconsistency states.
Instead, Idempotency records saved in the storage layer contain timestamps that can be verified upon retrieval and double checked within Idempotency feature.
Why?
A record might still be valid (COMPLETE
) when we retrieved, but in some rare cases it might expire a second later. A record could also be cached in memory. You might also want to have idempotent transactions that should expire in seconds.
Payload validation¶
Question: What if your function is invoked with the same payload except some outer parameters have changed?
Example: A payment transaction for a given productID was requested twice for the same customer, however the amount to be paid has changed in the second transaction.
By default, we will return the same result as it returned before, however in this instance it may be misleading; we provide a fail fast payload validation to address this edge case.
With payloadValidationJmesPath
, you can provide an additional JMESPath expression to specify which part of the event body should be validated against previous idempotent invocations
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In this example, the userId
and productId
keys are used as the payload to generate the idempotency key, as per eventKeyJmespath
parameter.
Note
If we try to send the same request but with a different amount, we will raise IdempotencyValidationError
.
Without payload validation, we would have returned the same result as we did for the initial request. Since we're also returning an amount in the response, this could be quite confusing for the client.
By using payloadValidationJmesPath="amount"
, we prevent this potentially confusing behavior and instead throw an error.
Making idempotency key required¶
If you want to enforce that an idempotency key is required, you can set throwOnNoIdempotencyKey
to true
.
This means that we will raise IdempotencyKeyError
if the evaluation of eventKeyJmesPath
results in an empty subset.
Warning
To prevent errors, transactions will not be treated as idempotent if throwOnNoIdempotencyKey
is set to false
and the evaluation of eventKeyJmesPath
is an empty result. Therefore, no data will be fetched, stored, or deleted in the idempotency storage layer.
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Batch integration¶
You can easily integrate with Batch utility by using idempotency wrapper around your processing function. This ensures that you process each record in an idempotent manner, and guard against a Lambda timeout idempotent situation.
Choosing a unique batch record attribute
In this example, we choose messageId
as our idempotency key since we know it'll be unique.
Depending on your use case, it might be more accurate to choose another field your producer intentionally set to define uniqueness.
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Customizing AWS SDK configuration¶
The clientConfig
and awsSdkV3Client
parameters enable you to pass in custom configurations or your own DynamoDBClient when constructing the persistence store.
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Using a DynamoDB table with a composite primary key¶
When using a composite primary key table (hash+range key), use sortKeyAttr
parameter when initializing your persistence layer.
With this setting, we will save the idempotency key in the sort key instead of the primary key. By default, the primary key will now be set to idempotency#{LAMBDA_FUNCTION_NAME}
.
You can optionally set a static value for the partition key using the staticPkValue
parameter.
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The example function above would cause data to be stored in DynamoDB like this:
id | sort_key | expiration | status | data |
---|---|---|---|---|
idempotency#MyLambdaFunction | 1e956ef7da78d0cb890be999aecc0c9e | 1636549553 | COMPLETED | {"paymentId": "12345, "message": "success", "statusCode": 200} |
idempotency#MyLambdaFunction | 2b2cdb5f86361e97b4383087c1ffdf27 | 1636549571 | COMPLETED | {"paymentId": "527212", "message": "success", "statusCode": 200} |
idempotency#MyLambdaFunction | f091d2527ad1c78f05d54cc3f363be80 | 1636549585 | IN_PROGRESS |
Bring your own persistent store¶
This utility provides an abstract base class (ABC), so that you can implement your choice of persistent storage layer.
You can create your own persistent store from scratch by inheriting the BasePersistenceLayer
class, and implementing _getRecord()
, _putRecord()
, _updateRecord()
and _deleteRecord()
.
_getRecord()
– Retrieves an item from the persistence store using an idempotency key and returns it as aIdempotencyRecord
instance._putRecord()
– Adds aIdempotencyRecord
to the persistence store if it doesn't already exist with that key. Throws anIdempotencyItemAlreadyExistsError
error if a non-expired entry already exists._updateRecord()
– Updates an item in the persistence store._deleteRecord()
– Removes an item from the persistence store.
Below an example implementation of a custom persistence layer backed by a generic key-value store.
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Danger
Pay attention to the documentation for each - you may need to perform additional checks inside these methods to ensure the idempotency guarantees remain intact.
For example, the _putRecord()
method needs to throw an error if a non-expired record already exists in the data store with a matching key.
Extra resources¶
If you're interested in a deep dive on how Amazon uses idempotency when building our APIs, check out this article.